Characterization or characterisation is the representation of persons (or other beings or creatures) in narrative and dramaticworks. The term character development is sometimes used as a synonym. This representation may include direct methods like the attribution of qualities in description or commentary, and indirect (or 'dramatic') methods inviting readers to infer qualities from characters' actions, dialogue, or appearance. Such a personage is called a character.[1] Character is a literary element.[2]
The term characterization was introduced in the 19th century.[3]Aristotle promoted the primacy of plot over characters, that is, a plot-driven narrative, arguing in his Poetics that tragedy 'is a representation, not of men, but of action and life.' This view was reversed in the 19th century, when the primacy of the character, that is, a character-driven narrative, was affirmed first with the realist novel, and increasingly later with the influential development of psychology.
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There are two ways an author can convey information about a character:
Characters in theater, television, and film differ from those in novels in that an actor may interpret the writer's description and dialogue in their own unique way to add new layers and depth to a character. This can be seen when critics compare, for example, the 'Lady Macbeths' or 'Heathcliffs' of different actors. Another major difference in drama is that it is not possible to 'go inside the character's head' in the way possible in a novel, meaning this method of character exposition is unavailable. Still another is that in drama, a character usually can be seen and heard and need not be described.
Mythological characters have been depicted to be formulaic and are a part of a classification that consists of several differing, limited archetypes, which is type of component. Multiple components, such as archetypes and other elements of a story, together form a type of configuration that results in fully realized myth. These configurations can be mixed and matched together to form new types of configurations, and humans have never tired of using these configurations for their mythologies. This is an idea that uses the kaleidoscopic model on narrating for mythology. Another perspective holds that humans when reading or hearing a mythology do not dissect it into various parts, that when physically together humans do not tell stories by using limited components in a configuration, and that people and their cultures do change and thus this leads to new developments in stories, including characters.[4]
Mythological characters have influence that extends to recent works of literature. The poet Platon Oyunsky draws heavily from the native mythology of his homeland, the Yakut region in Russia and the Sahka people. In several of his stories, he depicts a main character that follows historic examples of heroism, but fashions the main character using Soviet examples of heroism, even using real life figures, such as Stalin, Lenin, etc. in a new type of mythology. These figures often play the lead in tragic stories full of sacrifice.[5] An example of this includes his character Tygyn, who on his quest for peace determines that the only way for peace to exist is to use military strength to enforce.[6] The use of mythology is used in Shakespeare's Hamlet as a device to parallel the characters and to reflect back on them their role in the story, such as the use of the Niobe myth and the twin sister of Gertrude.[7]
The psychologist Carl Jung identified twelve primary 'original patterns' of the human psyche. He believed that these reside in the collective subconscious of people across cultural and political boundaries. These twelve archetypes are often cited in fictional characters. 'Flat' characters may be considered so because they stick to a single archetype without deviating, whereas 'complex' or 'realistic' characters will combine several archetypes, with some being more dominant than others – as people are in real life.Jung's twelve archetypes are: the Innocent, the Orphan, the Hero, the Caregiver, the Explorer, the Rebel, the Lover, the Creator, the Jester, the Sage, the Magician, and the Ruler.[8]
A character's voice is his or her manner of speech.[9] Different characters use different vocabularies and rhythms of speech. For example, some characters are talkative, others taciturn. The way a character speaks can be a powerful way of revealing the character's personality. In theory, a reader should be able to identify which character is speaking simply from the way he or she talks.[10] When a character voice has been created that is rich and distinctive, the writer can get away with omitting many speech attributions (tag lines).[11]
The manner of a character's speech is to literature what an actor's appearance and costume are to cinema.[12] In fiction, what a character says, as well as how he or she says it, makes a strong impression on the reader.[13] Each character should have his or her distinctive voice.[14] To differentiate characters in fiction, the writer must show them doing and saying things, but a character must be defined by more than one single topic of conversation or by the character's accent. The character will have other interests or personality quirks as well.[15] Although individual temperament is the largest determinant of what a character says, it is not the only one. The writer can make the characters' dialogue more realistic and interesting by considering several factors affecting how people speak: ethnicity, family background, region, gender, education, and circumstances.[16] Words characterize by their diction, cadence, complexity, and attitude.[17] Mannerisms and catch-phrases can help too. Considering the degree of formality in spoken language is also useful. Characters who spend a lot of their lives in a more formal setting often use a more formal language all the time, while others never do.[18] Tone of voice, volume, rate of delivery, vocabulary, inflection, emphasis, pitch, topics of conversation, idioms, colloquialisms, and figures of speech: all of these are expressions of who the character is on the inside.[19] A character's manner of speech must grow from the inside out. The speaking is how his or her essential personality leaks out for the world to see; it is not the sum total of his or her personality.[20]
What is a flat character? Here’s a quick and simple definition:
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A character is said to be 'flat' if it is one-dimensional or lacking in complexity. Typically, flat characters can be easily and accurately described using a single word (like 'bully') or one short sentence (like 'A naive and idealistic schoolteacher with a fragile heart of gold'). The important thing about flat characters is that they never transcend or break with the formula that defines them.
Some additional key details about flat characters:
Here's how to pronounce flat character: flatkar-ik-ter
The word 'flat' was first used to describe fictional characters by E.M. Forster in his 1927 book The Aspects of the Novel. In his original definition of the term, Forster focused on the idea that flat characters are defined by a single idea or quality (like “overbearing mother” or “villain”) from which they fail to deviate in any meaningful way. In other words, Forster wrote, flat characters lack the ability to surprise readers, or to do so in a convincing manner. Because a lack of complexity is the hallmark of a flat character, it's common for readers to have very little information about a flat character's background or the motivations behind their actions.
While Forster believed that most novels need at least one complex and fully-realized character in order to elicit a reader’s sympathy and engagement, he also believed that there were many good reasons to include flat characters in a story. In particular, he noted the value of a flat character’s memorability and intelligibility to readers. Put differently: although readers don't tend to relate to flat characters very easily because they're not lifelike or complex, readers do understand flat characters very easily, because they usually follow familiar formulas. For this reason, Forster wrote, flat characters “are best when they are comic,' whereas 'a serious or tragic flat character is apt to be a bore.”
Forster uses the example of Mrs. Micawber from Charles Dickens' David Copperfield to illustrate how a flat character can serve an important function in a story without making the entire story seem to be 'flat,' unconvincing, or lacking in complexity:
Mrs. Micawber comes from a well-to-do family that disapproves of her husband, who is kindhearted but financially unstable. She constantly avers that she will 'never leave Micawber!' She is a flat character because she is only defined by her devotion to her husband, but she still plays an important role in a narrative that focuses on the plight of the working class.
Today, people sometimes mistakenly believe the the term 'flat character' is only ever used to critique a character who they think is poorly-written. While it certainly is a problem to have a character come across as flat if they were intended to be round, the term “flat character” is not necessarily a criticism, as the example of Mrs. Micawber shows.
In order to get a strong understanding of what makes a character flat, it's helpful to study the term's opposite: the round character. Rather than being one-dimensional like a flat character, a round character is multi-dimensional. Here's the most important information about round characters:
In Harper Lee’s To Kill a Mockingbird, the narrator and protagonist, Scout, is a round character. The reader is able to understand how Scout thinks (she's confident and intelligent) and what she feels (she worries about the morality of mankind), which can be attributed to her backstory (her father, Atticus, is respected for his wisdom, which he imparts to his daughter). Scout is a complicated and unusual girl, whose personality cannot accurately be conveyed in one sentence or phrase. It takes an entire novel to begin to understand her.
It's a common mistake to use the term 'static character' as a synonym for 'flat character,' but these terms actually refer to different aspects of the character and should not be confused. Here's a run-down of the basic difference:
While flat characters generally are also static, this is not always true. A flat character might change over the course of the story in some way and therefore qualify as a “dynamic character' (for instance, the 'bully' may discover Buddhism and change his ways) but this doesn't necessarily make the character any more complex or lifelike—they might just shift from one sort of flat to another sort of flat.
Flat characters are common throughout literature, particularly among the more minor characters. Here are a number of examples.
In The Adventures of Huckleberry Finn, the protagonist, Huck, finds himself in a moral dilemma. After he has run away from the home of Widow Douglas and her sister, Miss Watson, Huck runs into Jim, whom he knew as Widow Douglas and Miss Watson’s slave. Jim has also escaped. Huck initially has misgivings, since he was taught that it’s a crime to help a runaway slave, but he also empathizes with Jim and develops an emotional connection to him, which makes him question what he has been taught. Huck and Jim are the focus of the novel, and are both round characters, as they both face internal and external conflicts which reveal their complex personalities and backstories in detail.
Miss Watson and Widow Douglas, on the other hand, can be described much more simply: they are strict women. Widow Douglas believes it’s her Christian duty to reform Huck, and Miss Watson is a tough, old spinster—and that’s about all there is to say about the two women. They never become more complicated, or do anything to disrupt this conception of them. Moreover, the reader is not given any clues as to how the women became who they are or why they act the way they do. Rather, they serve as a simple foil to Huck's more open-minded, humanist attitude toward Jim. In other words, their primary function is to help create the various situations that reveal the complexity of the main characters.
The story of Dracula is about a wealthy nobleman named Count Dracula who is in fact a diabolical vampire. When a solicitor named Jonathan Harker visits Dracula's castle, he is struck by Dracula's gracious manners, but soon comes to realize that he is being held prisoner. Harker observes many strange behaviors in the castle: Dracula scales the wall like a lizard and, Harker believes, can turn into a bat. As the story progresses, Harker's fiancé and her friend become involved as Dracula 'infects' both of them by sucking their blood and infecting them so that they become vampires. The plot is complex, but Dracula's character and motivations are not complex: all he wants to do is suck blood, and convert others into bloodsucking vampires. Because he is motivated by such simple desires, which are never complicated by new background information or any of the many conflicts that arise, Dracula is a flat character.
Janie’s life story is the primary focus of Hurston’s Their Eyes Were Watching God. Janie is a fair-skinned black woman who has returned to Eatonville, Florida, after having left with a man she fell in love with, Tea Cake. She meets her old friend, Pheoby Watson, who stood up for Janie when others in the town gossiped about her love life, and Janie begins to tell Pheoby what her life was like before departing and what became of her once she left—and this story comprises most of the novel. Janie’s life has been shaped by the pervasive racism and sexism she has encountered, and the bulk of her story centers on men she has loved and trusted who abused her.
Pheoby’s presence in the story is crucial, because she serves as an audience for Janie's retelling of her life story, which she otherwise might not have told. Furthermore, the format of this book (Janie as narrator and protagonist) mirrors one of the book's main themes (Janie’s ability to find her own voice at the end of the story). In other words, Hurston seeks to show how Janie has suffered, but has also become empowered. Pheoby is critical to this story and its central themes, yet readers know almost nothing about her. Phoeby is an honest woman who trusts her friend, but that’s about all that Hurston reveals, which makes Phoeby a flat character. Pheoby's role in the story is to help advance the plot, and to allow readers to focus on Janie’s story.
There are several reasons why a writer might choose to include a flat character in their story. Here are a few of the most common ones:
While flat characters are often important parts of stories, it is also important to note that authors can also inadvertently create flat characters who feel too simple for the roles they are given in the story. In this circumstance, when a character is flat but the story seems to demand that they be more than flat, then the creation of the flat character was a mistake on the part of the author rather than a purposeful choice.